Vincent Yun Shing Woo
胡殷誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Yun Shing Woo (胡殷誠), a licensed Representative with CE reference AQA799. Currently licensed at 2 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | present |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2012-10-15 | 2016-05-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-20 | 2012-09-29 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-09-20 | 2012-09-29 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-24 | 2010-03-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-24 | 2010-03-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-25 | 2010-03-17 |
| Perry Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-11-22 | 2009-01-31 |
| Perry Capital (Asia) Limited | Rep | Type 9 — Asset management | 2007-11-22 | 2009-01-31 |