Samsung Securities (Asia) Limited
三星證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samsung Securities (Asia) Limited (三星證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AGH366. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 10 (total recorded over time: 158).
Registered address
Suite 4511 Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2012-09-14 |
| Type 9 — Asset management | present | 2005-02-04 |
Licensed staff (all-time) (158)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hyun Suk Bae | RO 1 Rep 1 | 2015-05 | Present |
| Ivan Chuk Cheung Chan 陳祝祥 | RO 6 Rep 1, 4, 6 | 2009-12 | 2012-02 |
| Wai Kay Cheung 張偉奇 | RO 6 Rep 6 | 2011-03 | 2012-02 |
| Kong Yew Chin |