Michael Andrew Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Andrew Jones ( ), a licensed former licensee with CE reference APY433. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-02-28 | 2012-07-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2012-07-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-08 | 2012-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-02-25 | 2011-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-02-25 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-02-25 | 2011-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-02-25 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-02-25 | 2011-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-02-25 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-11-01 | 2008-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-11-01 | 2008-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-01 | 2008-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-01 | 2008-06-25 |