Andrew John Lawrence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Lawrence ( ), a licensed former licensee with CE reference AEC577. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TS Lombard (Asia) Limited |
RO | Type 4 — Advising on securities | 2020-01-24 | 2021-03-31 |
| Bucephalus Research Partnership Limited | Rep | Type 4 — Advising on securities | 2017-05-29 | 2019-12-31 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2015-08-05 | 2017-05-18 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-29 | 2015-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-25 | 2013-01-24 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-05 | 2010-05-21 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-04-29 | 2009-08-24 |