ICAP Equities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICAP Equities Asia Limited, a Hong Kong-based licensed corporation with CE reference ARN042. Current licensed staff on file: 0 (total recorded over time: 89). Earliest licence on file: 2008-12-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-12-22 | 2018-09-30 |
| Type 2 — Dealing in futures contracts | 2014-03-10 | 2018-09-30 |
| Type 4 — Advising on securities | 2008-12-22 | 2011-06-02 |
Licensed staff (all-time) (89)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark David Acton | RO 1 Rep 1 | 2009-05 | 2014-05 |
| Mark John Bavis | RO 1 Rep 1 | 2012-04 | 2015-12 |
| Andrew Mark Gordon Corner | RO 1 Rep 1 | 2010-08 | 2013-05 |
| Russell Davidson | RO 1, 4 | 2008-12 | 2010-10 |
| Laurent Dehlouz | RO 1, 4 | 2009-05 | 2011-07 |
| Hugh Thomas Gallagher | RO 1, 2 | 2011-09 | 2017-10 |
| Daniel Gordon | RO 1, 4 | 2008-12 | 2010-04 |
| Jean Christophe Heidelberg | RO 1, 2 | 2018-03 | 2018-09 |
| Joel Graeme James | RO 1, 2 Rep 1 | 2011-01 | 2018-09 |
| Xavier Emmanuel Laurens | RO 1 | 2011-07 | 2012-09 |
| Donald Stuart McClumpha | RO 1, 4 | 2010-06 | 2011-02 |
| Jaff Ka Wai Tse 謝家威 | RO 1 Rep 1, 4 | 2009-01 | 2010-05 |
| Ashley Paul Jeffery James Walsh | RO 1, 2 | 2017-05 | 2017-11 |
| Shenxiong Zhou 周申雄 | RO 1 Rep 1 | 2011-09 | 2017-10 |
| Luisito Jr Yap Abano | Rep 1 | 2016-01 | 2017-12 |
| Scott Carter Andrews | Rep 1, 4 | 2009-01 | 2010-06 |
| Mary Eleanor Leah Yabut Ang | Rep 1 | 2012-05 | 2013-05 |
| Joseph Arthur-Dick | Rep 1 | 2016-06 | 2017-10 |
| Joshua Raj Barard | Rep 1 | 2017-01 | 2018-09 |
| Arminder Singh Behl | Rep 1, 4 | 2009-01 | 2010-06 |
| Timothy James Benjamin | Rep 1 | 2015-11 | 2018-09 |
| Daniel Christopher Burke | Rep 1 | 2011-04 | 2011-10 |
| Maartje Leonoor Bus | Rep 1, 4 | 2009-01 | 2010-04 |
| Thaddeus Raymund Bryan Lontoc Bustamante | Rep 1 | 2011-04 | 2012-06 |
| Luke William Byrne | Rep 1, 4 | 2009-10 | 2010-05 |
| Lee John Callaghan | Rep 1 | 2013-11 | 2014-05 |
| Scott Cason | Rep 1 | 2011-09 | 2012-03 |
| Hoi Tsun Kevin Cheung 張凱竣 | Rep 1 | 2015-10 | 2017-10 |
| Kai Man Choy 蔡啟民 | Rep 1 | 2014-10 | 2017-10 |
| Michael James Collett | Rep 1 | 2009-11 | 2010-04 |
| Tom Creedon | Rep 1 | 2010-01 | 2012-07 |
| Paul Andrew Czerkawski | Rep 1 | 2009-04 | 2009-12 |
| Duncan Neil Davidson | Rep 1 | 2015-06 | 2016-06 |
| Mohamed Adnan Farooqi 范毛亞 | Rep 1 | 2009-05 | 2009-07 |
| Gregory John Thomas Fodchuk | Rep 1 | 2011-04 | 2016-10 |
| Gary Do Ming Fok 霍道明 | Rep 1 | 2009-05 | 2015-05 |
| Benjamin James Goldie | Rep 1 | 2010-01 | 2010-03 |
| Andrea Denise Bata Gotauco 吳婉芳 | Rep 1 | 2013-07 | 2013-11 |
| Tafadzwa Gutu | Rep 1 | 2010-12 | 2014-03 |
| Paul Howard Farmer Hart | Rep 1 | 2009-03 | 2009-08 |
| William Hart | Rep 1 | 2009-07 | 2010-04 |
| Kevin Hearne | Rep 1 | 2014-04 | 2015-12 |
| Kristian David Heath | Rep 1 | 2015-12 | 2017-05 |
| Yiran Huang 黃屹然 | Rep 1 | 2011-01 | 2014-07 |
| Glyn John Hughes | Rep 1 | 2017-08 | 2017-10 |
| King Hong Hung 熊景康 | Rep 1 | 2011-11 | 2012-06 |
| Toby Edmund Hunn | Rep 1, 2 | 2016-09 | 2017-07 |
| Ian Hutton | Rep 1, 4 | 2009-01 | 2010-04 |
| Gyong Hee Kang | Rep 1 | 2015-05 | 2018-09 |
| Garrett Tristan Arnaldo Kho | Rep 1 | 2012-05 | 2017-01 |
| Aaron William Lagerlow | Rep 1 | 2009-06 | 2010-04 |
| Milton Chi Siu Lam 林子紹 | Rep 1 | 2009-03 | 2010-04 |
| John Michael Larkin | Rep 1 | 2010-05 | 2012-04 |
| Andrew John Lawrence | Rep 4 | 2009-04 | 2009-08 |
| Alice Wai Yin Lee 李偉賢 | Rep 1, 4 | 2008-12 | 2010-04 |
| James Lee 李澤南 | Rep 1 | 2017-04 | 2017-10 |
| Winnie Yen Leng Loo 呂佳玲 | Rep 1 | 2011-05 | 2011-05 |
| Phillip Wilson Lord | Rep 1, 4 | 2009-01 | 2010-04 |
| Hiu Fai Mok 莫曉暉 | Rep 1 | 2015-02 | 2017-01 |
| Jarrod Kevin Neary | Rep 1 | 2009-05 | 2013-12 |
| Soon Wei Stephen Ng 伍順輝 | Rep 1 | 2009-04 | 2010-04 |
| Loretta Maura O'Donnell | Rep 4 | 2009-12 | 2010-04 |
| James Campbell Oliver | Rep 1 | 2011-04 | 2012-10 |
| Francis Mark Azcarate Pascual | Rep 1 | 2011-03 | 2012-04 |
| Vinesh Patel | Rep 1 | 2014-03 | 2018-09 |
| Mark Charles Ponter | Rep 1 | 2011-01 | 2011-05 |
| Chung Yeung Poon 潘誦揚 | Rep 1 | 2016-02 | 2016-02 |
| Ian Geoffrey Kendrick Rick | Rep 1 | 2015-12 | 2016-07 |
| Carol Royal | Rep 4 | 2009-11 | 2010-04 |
| Roshan Sajnani | Rep 1 | 2010-08 | 2010-12 |
| Robert Leon Siddons | Rep 1 | 2011-04 | 2016-09 |
| Raymond Pui Choy Sing 成培洲 | Rep 1 | 2009-05 | 2014-07 |
| Sandra Estelle Smedhall | Rep 1 | 2009-05 | 2012-01 |
| Charles Chongho Sohn | Rep 1 | 2011-04 | 2015-06 |
| Youngchan Son | Rep 1 | 2009-04 | 2011-03 |
| Tea Starr | Rep 1 | 2009-11 | 2010-04 |
| Charles Henry Roger Streeter | Rep 1 | 2009-03 | 2009-08 |
| Jamie Robert Taylor | Rep 1 | 2009-05 | 2014-07 |
| Ngiap Lyn Carolyn Tham 譚業蓮 | Rep 4 | 2009-11 | 2010-05 |
| Andrew James Thomas | Rep 1 | 2009-05 | 2012-01 |
| Chung Kwan Tsui 崔重君 | Rep 1 | 2016-05 | 2018-09 |
| Paul George White | Rep 1 | 2012-04 | 2013-12 |
| Paul Michael Willis | Rep 4 | 2009-03 | 2009-08 |
| Jamie Jun Yin Wong 黃鎮賢 | Rep 1 | 2013-08 | 2017-10 |
| Michael John Wyer | Rep 4 | 2009-07 | 2010-08 |
| Jisong Xiang 項吉松 | Rep 4 | 2009-10 | 2010-04 |
| Vivian Chan Yabut | Rep 1 | 2011-09 | 2016-08 |
| Oliver Duante Zerrudo | Rep 1 | 2012-05 | 2012-12 |
| Rui (SFC:AWU195) Zhang 張睿 | Rep 1 | 2011-02 | 2015-05 |
Showing 1–89 of 89