Soon Wei Stephen Ng
伍順輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Wei Stephen Ng (伍順輝), a licensed Representative with CE reference AEN030. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | present |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-04-07 | 2010-04-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-27 | 2009-01-22 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-27 | 2009-01-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2009-01-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |