Carol Royal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Royal ( ), a licensed former licensee with CE reference AUB786. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-11-20 | 2010-04-19 |