Vivian Chan Yabut
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Chan Yabut, a licensed Representative with CE reference ASM299. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2025-05-02 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2016-12-05 | 2024-05-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2016-12-05 | 2024-05-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-01-04 | 2016-08-30 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-09-08 | 2016-08-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-03-10 | 2011-08-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2009-07-31 |