Lee John Callaghan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee John Callaghan ( ), a licensed former licensee with CE reference BAP469. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-11-04 | 2014-05-05 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2012-12-12 | 2013-08-07 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2012-12-12 | 2013-08-07 |