Jaff Ka Wai Tse
謝家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaff Ka Wai Tse (謝家威), a licensed Representative with CE reference ADR277. Currently licensed at 1 firm(s): CGS International Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-13 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-04 | 2022-09-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-28 | 2018-09-26 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 — Advising on securities | 2011-09-28 | 2018-09-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-11 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-11 | 2011-10-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-07-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-18 | 2010-07-31 |
| ICAP Equities Asia Limited | RO | Type 1 — Dealing in securities | 2009-07-29 | 2010-05-05 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-19 | 2009-07-29 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-19 | 2010-05-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-12 | 2008-09-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-12 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-04-10 |