Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanford C. Bernstein (Hong Kong) Limited (盛博香港有限公司), a Hong Kong-based licensed corporation with CE reference AXC846. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 63 (total recorded over time: 307). Earliest licence on file: 2011-09-28.
Registered address
39 Floor One Island East Taikoo Place, 18 Westlands Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-09-28 | present |
| Type 4 — Advising on securities | 2011-09-28 | present |
Licensed staff (all-time) (307)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| William David Ashworth | RO 1, 4 Rep 1, 4 | 2013-07 | 2024-02 |
| Neil Alexander Stewart Beveridge | RO 1, 4 | 2011-09 | Present |
| Yi Edmund Ching 莊毅 | RO 1, 4 Rep 1, 4 | 2012-11 | Present |
| Ka Po Chung 鍾家寶 | RO 1, 4 Rep 1, 4 | 2011-10 | Present |
| Mark Henry Cox 郭馬克 | RO 1, 4 | 2011-09 | 2022-03 |
| Alexander James Ebeling | RO 1, 4 Rep 1, 4 | 2018-03 | Present |
| Daniel Gordon | RO 1, 4 | 2011-09 | 2024-04 |
| Jonathan Robert Green | RO 1 | 2024-03 | Present |
| Christopher Edward George Hogbin | RO 1, 4 | 2016-11 | 2018-03 |
| Natalie Jane Yuet Seen Howarth Cheung | RO 1, 4 | 2021-03 | 2024-10 |
| Jie (SFC:BBF165) Huang 黃頡 | RO 1, 4 Rep 1, 4 | 2013-04 | Present |
| Ayush Hulkunte Nagaraj | RO 1, 4 Rep 1, 4 | 2011-10 | 2026-04 |
| Ian Hutton | RO 1 Rep 1, 4 | 2014-06 | 2018-10 |
| Eric Jacques Marchesseau | RO 1, 4 Rep 1, 4 | 2013-05 | Present |
| Ghislain Baptiste Marie Mareschal de Charentenay | RO 1, 4 Rep 1, 4 | 2011-11 | 2023-07 |
| Michael Wade Parker | RO 1, 4 Rep 1, 4 | 2011-10 | Present |
| Judy Tom | RO 1 Rep 1, 4 | 2016-05 | 2017-11 |
| Jaff Ka Wai Tse 謝家威 | RO 1, 4 | 2011-09 | 2018-09 |
| Robert Pieter van Brugge | RO 1, 4 | 2011-09 | Present |
| Rupal Agarwal | Rep 4 | 2019-06 | 2026-02 |
| Manas Agrawal | Rep 4 | 2024-09 | 2026-04 |
| Masahiro Akita | Rep 4 | 2025-06 | 2025-12 |
| Yusuke Akiyama | Rep 4 | 2023-04 | 2024-03 |
| Jie Xun Barry Ann | Rep 4 | 2023-09 | 2025-11 |
| Nithya Balasubramanian | Rep 4 | 2023-04 | 2023-09 |
| David Barnard | Rep 4 | 2012-02 | 2012-08 |
| Chirantan Barua | Rep 4 | 2012-07 | 2017-02 |
| Erik James Bass | Rep 4 | 2023-09 | 2023-09 |
| David James Beckel | Rep 4 | 2017-10 | 2017-11 |
| Zhongyuan Bi 畢仲圓 | Rep 1, 4 | 2015-08 | 2016-05 |
| Lu Bian 邊璐 | Rep 1, 4 | 2011-10 | 2016-06 |
| Yacine Bouakline | Rep 1 | 2024-03 | 2025-11 |
| Robert Alan Brackett | Rep 4 | 2013-03 | 2025-03 |
| Thomas James Mark Briggs | Rep 1, 4 | 2018-07 | 2018-08 |
| Michael John Burton | Rep 4 | 2019-07 | 2019-07 |
| Jong Wook Byun 卞淙煜 | Rep 1, 4 | 2024-07 | 2025-06 |
| Yipin Cai 蔡一品 | Rep 1, 4 | 2021-10 | Present |
| Philipp Theodor Carlsson-Szlezak | Rep 4 | 2019-05 | 2019-05 |
| Laura Emmet Nelson Carney | Rep 1, 4 | 2014-12 | 2018-03 |
| Benjamin Yu-Ki Chan 曾裕基 | Rep 1, 4 | 2016-01 | 2026-01 |
| Ching Lan Jean Chan 陳靜蘭 | Rep 1, 4 | 2013-05 | 2016-04 |
| Fu-Ju Chang 章馥如 | Rep 1, 4 | 2014-02 | 2018-06 |
| Yee Lam Char 車以琳 | Rep 1, 4 | 2020-05 | 2023-04 |
| Hsing-Yu Chen | Rep 1, 4 | 2017-03 | 2019-12 |
| Li (SFC:BOQ080) Chen 陳立 | Rep 1, 4 | 2019-07 | 2020-10 |
| Mo (SFC:AYI933) Chen 陳默 | Rep 1, 4 | 2011-10 | 2014-02 |
| Xiaoyu (SFC:BWF872) Chen 陳晓宇 | Rep 1, 4 | 2025-05 | Present |
| Xue Liang Chen 陈学亮 | Rep 1, 4 | 2013-09 | 2017-01 |
| Yen-Fu Chen 陳彥甫 | Rep 1, 4 | 2013-03 | 2014-07 |
| Hua Cheng 程華 | Rep 1, 4 | 2011-10 | 2014-05 |
| Jiyi Cheng 程驥毅 | Rep 1, 4 | 2017-10 | 2020-03 |
| Gautam Prakash Chhugani | Rep 4 | 2016-11 | 2024-05 |
| Kiara Kim Szu Shyan Chia | Rep 4 | 2011-10 | 2025-12 |
| Su Ying Chia 謝舒莹 | Rep 1, 4 | 2025-04 | Present |
| Michael Sze Chung Chiang 蔣思聰 | Rep 1, 4 | 2021-06 | Present |
| Ik Hyun Cho | Rep 1, 4 | 2016-06 | 2021-04 |
| Brian Chi Yan Chu 朱智仁 | Rep 1, 4 | 2019-09 | Present |
| Charlene Marie Chu | Rep 4 | 2019-04 | 2026-04 |
| Richard John Clarke | Rep 4 | 2024-02 | 2024-03 |
| Oswald Conan Clint | Rep 4 | 2013-11 | 2019-03 |
| Manus James Macgregor Costello | Rep 4 | 2019-07 | 2019-08 |
| Andrew John Crean | Rep 4 | 2023-09 | 2023-09 |
| James Anthony Crispin | Rep 1, 4 | 2013-05 | 2018-10 |
| Zheng Cui 崔政 | Rep 1, 4 | 2024-06 | Present |
| Hao Dai 戴浩 | Rep 1, 4 | 2013-02 | Present |
| Rahul Ramanath Dash | Rep 4 | 2024-08 | 2026-01 |
| Ali M Dibadj | Rep 4 | 2013-03 | 2013-03 |
| Charles Albert Edward Dillard | Rep 4 | 2026-05 | 2026-05 |
| Chadwick Rufus Dorai | Rep 4 | 2025-12 | Present |
| Geoffrey Elliott | Rep 4 | 2019-10 | 2024-01 |
| Siwei Feng 馮思為 | Rep 1, 4 | 2012-08 | 2013-06 |
| Pierre Charles Louis Hubert Marie Ferragu | Rep 4 | 2012-03 | 2012-09 |
| Leong Sing Fong 方亮升 | Rep 1, 4 | 2024-06 | 2026-02 |
| Zhiwen Ryan Foo | Rep 4 | 2024-06 | 2025-04 |
| Inigo Lewis Fraser Jenkins | Rep 4 | 2016-02 | 2018-11 |
| Shuman Fu 付舒曼 | Rep 1, 4 | 2025-01 | 2026-03 |
| Yuanning Fu 符苑宁 | Rep 1, 4 | 2016-02 | 2018-03 |
| Tadashi Fukuda | Rep 1, 4 | 2022-03 | 2022-08 |
| Paul Joseph Douglas Gait | Rep 4 | 2013-12 | 2013-12 |
| Tanya Li Phing Gan | Rep 1, 4 | 2021-11 | Present |
| Hong Jian Gao 高泓健 | Rep 1, 4 | 2023-09 | Present |
| Yawen (SFC:BDU945) Gao 高雅文 | Rep 1, 4 | 2014-07 | 2016-07 |
| Cristobal Antonio Garcia | Rep 1, 4 | 2011-10 | 2021-06 |
| Venugopal Garre | Rep 4 | 2016-06 | 2026-03 |
| Zhen (SFC:BIG500) Gong 龔震 | Rep 1, 4 | 2016-09 | 2019-06 |
| Jignanshu Himanshu Gor | Rep 4 | 2024-10 | 2025-07 |
| Ian J Gordon | Rep 4 | 2018-11 | 2018-11 |
| Jiashen Gou 苟嘉申 | Rep 1, 4 | 2022-09 | Present |
| Stuart Oliver Graham | Rep 4 | 2019-07 | 2023-03 |
| Nicholas James Green | Rep 4 | 2016-08 | 2024-03 |
| Alla Gudzinskaya | Rep 4 | 2016-02 | 2016-02 |
| Pranav Dheeraj Gundlapalle | Rep 4 | 2019-08 | 2026-04 |
| Gaurav (SFC:BAH386) Gupta | Rep 4 | 2012-10 | 2012-10 |
| Vikrant Gupta | Rep 4 | 2024-11 | 2025-11 |
| Kai Zhong Terence Han 韓凱仲 | Rep 1, 4 | 2021-07 | 2022-02 |
| Sijia Hao 郝思佳 | Rep 1, 4 | 2017-09 | 2019-02 |
| Douglas Stuart Harned | Rep 4 | 2012-10 | 2019-11 |
| Shan (SFC:BNO483) He 何珊 | Rep 1, 4 | 2018-09 | 2020-11 |
| Samuel Thomas Henderson | Rep 1, 4 | 2011-10 | 2013-06 |
| Neal Thomson Herman | Rep 1, 4 | 2013-01 | 2017-11 |
Showing 1–100 of 307
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