Eric Jacques Marchesseau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Jacques Marchesseau, a licensed Responsible Officer with CE reference AUZ419. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-10 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 — Advising on securities | 2013-10-10 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2013-10-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-06 | 2013-10-10 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-04-27 | 2012-12-31 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2010-04-27 | 2012-12-31 |