Charlene Marie Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlene Marie Chu ( ), a licensed former licensee with CE reference AMM435. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-17 | 2026-04-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-01 | 2025-12-04 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-12 | 2025-05-15 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-09 | 2024-12-03 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 — Advising on securities | 2014-10-30 | 2019-03-31 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2014-01-14 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-23 | 2005-12-30 |