Mo (SFC:AYI933) Chen
陳默
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo (SFC:AYI933) Chen (陳默), a licensed former licensee with CE reference AYI933. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2014-02-15 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-31 | 2014-02-15 |