Jie Xun Barry Ann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Xun Barry Ann ( ), a licensed former licensee with CE reference BUA637. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-17 | 2025-11-19 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-02 | 2024-12-06 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2023-09-08 |