Robert Pieter van Brugge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Pieter van Brugge, a licensed Responsible Officer with CE reference AUA340. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-28 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 — Advising on securities | 2011-09-28 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2010-08-16 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-19 | 2010-07-19 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2010-04-19 | 2010-07-19 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-09 | 2009-11-13 |