Tadashi Fukuda

CE No. AVM311 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadashi Fukuda (), a licensed former licensee with CE reference AVM311. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
EnSphere Investment Management Limited Rep Type 9 — Asset management 2023-12-27 2025-07-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2022-10-10 2023-08-03
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2022-10-10 2023-08-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2022-10-10 2023-08-03
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2022-10-10 2023-08-03
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 1 — Dealing in securities 2022-03-07 2022-08-29
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 — Advising on securities 2022-03-07 2022-08-29
Millennium Capital Management (Hong Kong) Limited Rep Type 9 — Asset management 2020-06-01 2022-01-31
MCP Asset Management Company Limited Rep Type 4 — Advising on securities 2018-01-02 2020-04-15
MCP Asset Management Company Limited Rep Type 9 — Asset management 2018-01-02 2020-04-15
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2014-11-03 2017-10-06
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 7 — Providing automated trading services 2014-11-03 2017-10-06
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2014-05-09 2014-05-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2010-07-19 2010-07-23

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