Tadashi Fukuda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadashi Fukuda ( ), a licensed former licensee with CE reference AVM311. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EnSphere Investment Management Limited | Rep | Type 9 — Asset management | 2023-12-27 | 2025-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-10 | 2023-08-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-10 | 2023-08-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-10 | 2023-08-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-10-10 | 2023-08-03 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-07 | 2022-08-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-07 | 2022-08-29 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-06-01 | 2022-01-31 |
| MCP Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2018-01-02 | 2020-04-15 |
| MCP Asset Management Company Limited | Rep | Type 9 — Asset management | 2018-01-02 | 2020-04-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2017-10-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-11-03 | 2017-10-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2014-05-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2010-07-23 |