Benjamin Yu-Ki Chan
曾裕基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Yu-Ki Chan (曾裕基), a licensed former licensee with CE reference ALW648. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | 2026-01-22 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-25 | 2026-01-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | 2015-10-22 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2013-05-27 | 2015-10-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-05-27 | 2015-10-22 |
| TT International (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-03 | 2013-05-27 |
| TT International (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-03 | 2013-05-27 |
| TT International (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-05-22 | 2013-05-27 |
| TT International (London) Limited | Rep | Type 9 — Asset management | 2009-05-22 | 2013-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2008-10-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2008-10-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-15 | 2008-05-13 |