Geoffrey Elliott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Elliott ( ), a licensed former licensee with CE reference BOU417. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-08 | 2024-01-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-13 | 2023-03-17 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-13 | 2020-01-17 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2019-10-18 |