Andrew James Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Thomas ( ), a licensed former licensee with CE reference ASX464. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-05-04 | 2012-01-30 |