Francis Mark Azcarate Pascual

CE No. APS311 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Mark Azcarate Pascual (), a licensed former licensee with CE reference APS311. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
ICAP Equities Asia Limited Rep Type 1 — Dealing in securities 2011-03-21 2012-04-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-13 2008-11-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2008-10-13 2008-11-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-10-03 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 — Advising on securities 2007-10-03 2008-09-29

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