Francis Mark Azcarate Pascual
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Mark Azcarate Pascual ( ), a licensed former licensee with CE reference APS311. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-03-21 | 2012-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-13 | 2008-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2008-11-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-03 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-03 | 2008-09-29 |