Ashley Paul Jeffery James Walsh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Paul Jeffery James Walsh, a licensed Responsible Officer with CE reference BDX251. Currently licensed at 2 firm(s): Sunrise Brokers (Hong Kong) Limited, GFI (HK) Securities L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-01-20 | present |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2021-01-20 | present |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2018-08-24 | present |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2018-08-24 | present |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2018-08-24 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-10 | 2022-11-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2018-08-24 | 2018-08-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2018-08-24 | 2018-08-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2018-08-24 | 2018-08-24 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-08-25 | 2017-11-29 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-08-25 | 2017-11-29 |
| ICAP Equities Asia Limited | RO | Type 1 — Dealing in securities | 2017-05-11 | 2017-11-29 |
| ICAP Equities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-05-11 | 2017-11-29 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-01-12 | 2017-11-29 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2017-01-12 | 2017-11-29 |