Paul Howard Farmer Hart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Howard Farmer Hart ( ), a licensed former licensee with CE reference ASF491. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-28 | 2021-03-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2021-03-10 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2015-12-14 | 2017-11-24 |
| Parry International Trading Limited | RO | Type 1 — Dealing in securities | 2015-04-24 | 2015-12-14 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2012-11-14 | 2015-04-24 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2010-09-16 | 2012-02-29 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-08-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2010-01-12 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-03-12 | 2009-08-03 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-01-09 | 2009-03-09 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2009-01-09 | 2009-03-09 |