Phillip Wilson Lord
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillip Wilson Lord ( ), a licensed former licensee with CE reference AJG087. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2013-10-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-18 | 2012-09-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2010-08-21 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-23 | 2010-04-12 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-23 | 2010-04-12 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-14 | 2008-10-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-14 | 2008-10-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-11-14 | 2008-10-30 |