Charles Chongho Sohn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Chongho Sohn ( ), a licensed former licensee with CE reference AUA852. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-08 | 2018-11-30 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-04-01 | 2015-06-05 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-10-27 | 2011-02-14 |