William Hart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hart ( ), a licensed former licensee with CE reference ANR266. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-26 | 2011-04-08 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2010-04-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-20 | 2008-02-18 |