Tom Creedon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Creedon ( ), a licensed former licensee with CE reference APL757. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2015-12-04 | 2017-03-08 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2015-12-04 | 2017-03-08 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-15 | 2015-06-25 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2015-01-02 | 2015-06-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-08-30 | 2014-12-10 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-30 | 2014-12-10 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-01-15 | 2012-07-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2008-12-08 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2008-12-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2008-12-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2008-12-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-22 | 2008-12-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-22 | 2008-12-08 |