Rui (SFC:AWU195) Zhang
張睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:AWU195) Zhang (張睿), a licensed former licensee with CE reference AWU195. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-06-03 | 2024-12-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-04-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-04-19 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-04 | 2024-04-19 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-04 | 2024-04-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-13 | 2023-10-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-13 | 2023-10-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-13 | 2023-10-29 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-02-16 | 2015-05-01 |