Benjamin James Goldie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin James Goldie, a licensed Responsible Officer with CE reference AJD455. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2026-03-10 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-01-27 | 2010-03-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-08 | 2004-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-08 | 2004-03-29 |