Scott Carter Andrews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Carter Andrews ( ), a licensed former licensee with CE reference ASH792. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-09 | 2011-08-04 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-21 | 2010-06-10 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-21 | 2010-06-10 |