Knight Capital Asia Limited
澧盈資本亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Knight Capital Asia Limited (澧盈資本亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ADX009. Current licensed staff on file: 0 (total recorded over time: 39). Earliest licence on file: 2008-10-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-10-23 | 2013-06-17 |
| Type 4 — Advising on securities | 2009-07-22 | 2011-08-22 |
Licensed staff (all-time) (39)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Giles David Cameron Abbott | RO 1 Rep 1, 4 | 2010-09 | 2011-12 |
| Eric Laurea Banson | RO 1, 4 | 2009-09 | 2010-01 |
| Philip John Gough | RO 1 | 2008-10 | 2013-06 |
| David Parkhurst Hall | RO 1 | 2008-10 | 2011-08 |
| Cliff Stevens Huang 黃子明 | RO 1, 4 | 2009-07 | 2013-04 |
| Jong Song Lee 李鐘松 | RO 1, 4 | 2009-07 | 2010-01 |
| Robert Keane Lyons | RO 1 | 2012-05 | 2013-04 |
| Daniel James Mullineaux | RO 1 | 2012-04 | 2012-10 |
| John William Stephens | RO 4 Rep 1, 4 | 2010-09 | 2011-08 |
| Kyle William Stewart | RO 1, 4 | 2008-10 | 2011-08 |
| Scott Carter Andrews | Rep 1, 4 | 2011-02 | 2011-08 |
| David James Blennerhassett | Rep 1, 4 | 2010-09 | 2011-08 |
| Piers Edward Grainger Buckworth | Rep 1, 4 | 2010-10 | 2011-08 |
| Charles Chi Pang Chen 陳子鵬 | Rep 1, 4 | 2010-08 | 2011-05 |
| Yan Ting Cheng 鄭恩婷 | Rep 1, 4 | 2009-11 | 2011-08 |
| Angela On Ki Cheung 張安琪 | Rep 1 | 2013-02 | 2013-04 |
| Hamilton Reid Frasier | Rep 1, 4 | 2010-09 | 2011-08 |
| Rebecca Wing Yan Fu 傅穎欣 | Rep 1 | 2009-03 | 2010-04 |
| Tal Haparnas | Rep 1, 4 | 2010-10 | 2011-08 |
| Neal Thomson Herman | Rep 1, 4 | 2010-07 | 2011-08 |
| Benjamin Isaac Hoad | Rep 1 | 2009-04 | 2010-06 |
| Sean Robert Kelly | Rep 1 | 2008-11 | 2011-08 |
| Howard Chang-Hwan Keum | Rep 1, 4 | 2010-07 | 2011-08 |
| James Yong Min Kim 金容珉 | Rep 1, 4 | 2011-03 | 2011-08 |
| Rebecca Anne Lahar | Rep 1, 4 | 2011-01 | 2011-08 |
| Zhiyong Lai 賴智勇 | Rep 1 | 2010-05 | 2011-08 |
| Johnny Ka Ki Lau 劉家棋 | Rep 1 | 2009-03 | 2011-08 |
| Morse Kok Hung Lee 李國雄 | Rep 1, 4 | 2011-01 | 2011-08 |
| Wen Ching Lin 林汶菁 | Rep 1, 4 | 2010-06 | 2011-08 |
| Timothy John Marrable | Rep 1, 4 | 2010-09 | 2011-08 |
| Paul Martin | Rep 1 | 2009-06 | 2010-03 |
| Daniel Joseph Murphy | Rep 1 | 2009-01 | 2011-08 |
| Jonathan Colby Nasser | Rep 1, 4 | 2010-07 | 2011-08 |
| Ian James O'Sullivan | Rep 1 | 2008-10 | 2010-08 |
| Guy Hamilton Robertson | Rep 1 | 2009-03 | 2011-08 |
| Neil Colin Rogers | Rep 1, 4 | 2010-09 | 2011-08 |
| Shun Wah So 蘇順華 | Rep 1, 4 | 2011-02 | 2011-08 |
| Edward Jason Strover | Rep 1, 4 | 2010-09 | 2011-08 |
| Quanyong Sun 孫全勇 | Rep 1, 4 | 2009-09 | 2009-12 |
Showing 1–39 of 39