Cliff Stevens Huang
黃子明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cliff Stevens Huang (黃子明), a licensed Responsible Officer with CE reference AIM307. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-12 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-08-12 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-30 | 2013-08-12 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-30 | 2013-08-12 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-22 | 2013-04-05 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-07-22 | 2011-08-12 |
| Knight Libertas (Asia) Limited |
RO | Type 1 — Dealing in securities | 2008-01-23 | 2010-01-14 |
| Knight Libertas (Asia) Limited |
RO | Type 4 — Advising on securities | 2008-01-23 | 2010-01-14 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 1 — Dealing in securities | 2004-03-08 | 2004-09-16 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 1 — Dealing in securities | present | 2003-12-27 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 4 — Advising on securities | present | 2003-12-27 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-27 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 9 — Asset management | present | 2003-12-27 |