Eric Laurea Banson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Laurea Banson ( ), a licensed former licensee with CE reference ASX744. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2016-03-15 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-12-07 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2010-12-07 | 2019-05-16 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-11 | 2010-01-14 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-09-11 | 2010-01-14 |
| Knight Libertas (Asia) Limited |
RO | Type 1 — Dealing in securities | 2009-09-02 | 2010-01-14 |
| Knight Libertas (Asia) Limited |
RO | Type 4 — Advising on securities | 2009-09-02 | 2010-01-14 |
| Knight Libertas (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2009-06-08 | 2009-09-02 |
| Knight Libertas (Asia) Limited |
Rep | Type 4 — Advising on securities | 2009-06-08 | 2009-09-02 |