Morse Kok Hung Lee
李國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morse Kok Hung Lee (李國雄), a licensed former licensee with CE reference ATW710. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-17 | 2011-08-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2010-11-17 |