Kyle William Stewart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyle William Stewart ( ), a licensed former licensee with CE reference AFR853. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2015-03-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-17 | 2012-09-21 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-17 | 2012-09-21 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-01-11 | 2011-08-12 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-23 | 2011-08-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2008-04-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-04-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-04-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-16 |