George Patrick Thio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Patrick Thio ( ), a licensed former licensee with CE reference APD705. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2011-07-25 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-17 | 2011-07-25 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2011-05-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2011-07-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-11 | 2008-07-30 |