Anthony Francis Hopson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Francis Hopson ( ), a licensed former licensee with CE reference AOO457. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2013-04-18 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-15 | 2013-04-18 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-28 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-28 | 2012-02-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-15 | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-13 | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-13 | 2009-04-16 |