Anthony Francis Hopson

CE No. AOO457 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Francis Hopson (), a licensed former licensee with CE reference AOO457. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 1 — Dealing in securities 2012-05-15 2013-04-18
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 6 — Advising on corporate finance 2012-05-15 2013-04-18
Samsung Securities (Asia) Limited
三星證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-03-28 2012-02-03
Samsung Securities (Asia) Limited
三星證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2011-03-28 2012-02-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2007-05-15 2009-04-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2007-02-13 2009-04-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2007-02-13 2009-04-16

Related