Kyung Duk Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyung Duk Kim, a licensed Representative with CE reference AEI617. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-02-05 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-02-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-02-05 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-06-09 | 2015-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-06-09 | 2015-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-09 | 2015-06-15 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-30 | 2008-04-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-01 |