Hwa Jen Lau
劉華仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hwa Jen Lau (劉華仁), a licensed Representative with CE reference AJC307. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2016-07-11 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-24 | 2016-07-11 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-29 | 2012-02-03 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2010-09-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2009-09-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-13 | 2004-07-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-13 | 2004-07-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-31 | 2004-03-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-22 | 2004-03-11 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2003-07-28 | 2003-10-17 |