Yat On Yew
姚逸安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat On Yew (姚逸安), a licensed Responsible Officer with CE reference AFC591. Currently licensed at 1 firm(s): Alliance Capital Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-02 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-24 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-14 | 2013-01-01 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-14 | 2013-01-01 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-28 | 2011-04-15 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-06-15 | 2011-04-15 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-11 | 2010-06-28 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-11 | 2010-06-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-20 | 2009-12-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-20 | 2009-12-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-08-20 | 2009-12-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-23 | 2007-08-20 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |