Christopher Chi Shing Tse
謝志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Shing Tse (謝志誠), a licensed Responsible Officer with CE reference BAP751. Currently licensed at 1 firm(s): Samsung Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-26 | present |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-22 | present |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | 2021-08-26 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2017-11-01 | 2019-10-31 |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-01-03 | 2017-07-21 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2017-07-21 |