Patrick Wong
王崇珀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Wong (王崇珀), a licensed Responsible Officer with CE reference AHY120. Currently licensed at 2 firm(s): South China Securities Limited, South China Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-07 | present |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-07 | present |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-14 | 2024-02-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-14 | 2024-02-07 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-24 | 2023-10-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-24 | 2023-10-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-09 | 2022-06-24 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-09 | 2022-06-24 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-13 | 2022-01-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-13 | 2022-01-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2016-07-13 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-26 | 2016-07-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-13 | 2016-04-21 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-07-30 | 2016-04-21 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-23 | 2015-03-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-23 | 2013-07-30 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-24 | 2013-05-13 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-04-27 | 2012-09-24 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-07-04 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-13 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-13 | 2011-07-04 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2010-08-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-18 | 2010-08-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-21 | 2010-08-25 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-18 | 2007-05-10 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-13 | 2006-03-20 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-08-26 |