Fengkuan Zhao
趙鳳寬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fengkuan Zhao (趙鳳寬), a licensed Responsible Officer with CE reference ASD480. Currently licensed at 1 firm(s): Sunfund Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-09-19 | present |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-07-16 | 2024-09-19 |
| Innovation Capital Co., Limited 鼎新資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-21 | 2024-05-22 |
| VS Capital Limited 勝利資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-26 | 2020-08-11 |
| VS Capital Limited 勝利資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-15 | 2020-02-26 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-13 | 2019-07-17 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-27 | 2019-07-17 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-27 | 2017-02-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-25 | 2016-04-30 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-09 | 2016-04-30 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-11 | 2013-05-16 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-01-13 | 2011-02-06 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2009-01-13 | 2011-02-06 |