Seekers Markets Limited
中南金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seekers Markets Limited (中南金融有限公司), a Hong Kong-based licensed corporation with CE reference AAA994. Current licensed staff on file: 0 (total recorded over time: 32). Earliest licence on file: 2013-08-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2025-01-16 |
| Type 4 — Advising on securities | present | 2004-11-19 |
| Type 6 — Advising on corporate finance | 2013-08-09 | 2022-06-10 |
| Type 6 — Advising on corporate finance | present | 2004-11-19 |
| Type 9 — Asset management | present | 2004-11-19 |
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok On (SFC:AEK476) Chan 陳國安 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2013-04 |
| Suk Chi Chan 陳淑芝 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-01 |
| Wai Chung Cheng 鄭惠忠 | RO 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Rooppi Ching Man Ho 何靜文 | RO 1, 6 | 2013-08 | 2022-05 |
| May Ming Kiu Hong 康銘嬌 | RO 1 | 2017-01 | 2018-03 |
| Robert James Iaia II | RO 6 Rep 6 | 2015-10 | 2022-05 |
| Lai Sha Lee 李麗莎 | RO 1 | 2015-02 | 2015-06 |
| Wai Kee Leung 梁慧琪 | RO 1 | 2017-01 | 2024-09 |
| Kwai Cho Ng 吳貴初 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2021-02 |
| Kwok Leong Ng 伍國良 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Kin Kwok Tan 陳健國 | RO 1 Rep 1 | 2003-07 | 2018-03 |
| Man Ling (SFC:AYI444) Wong 黃敏玲 | RO 6 Rep 1, 6 | 2013-08 | 2019-10 |
| Siu Bun Wong 黃紹彬 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Chun Yin (SFC:BBZ245) Yeung 楊竣然 | RO 1 Rep 1 | 2014-10 | 2022-07 |
| Fengkuan Zhao 趙鳳寬 | RO 6 Rep 1 | 2013-08 | 2016-04 |
| Lawrence Wing Cham Chan 陳詠湛 | Rep 1, 4, 6, 9 | Pre-2003 | 2021-04 |
| Chiu Hua Cheng 鄭秋華 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Yee May Chow 周意媚 | Rep 1 | 2020-06 | 2022-08 |
| Ka Yik Kwok 郭嘉憶 | Rep 1, 6 | 2013-11 | 2017-11 |
| Wai Chung Lee 李慧中 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Yuk Fan Lee 李玉芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Cheung Wong Leung 梁長旺 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Vily Mei Yuk Leung 梁美玉 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Cindy Miao Ling Liao 廖苗玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2025-01 |
| Jianyi Liu 劉簡怡 | Rep 1, 6 | 2014-11 | 2025-01 |
| Hin Fu Tse 謝顯富 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Kin Hang (SFC:AHV484) Wong 黃健恆 | Rep 1 | 2003-09 | 2005-04 |
| Po Chun (SFC:AUZ170) Wong 王普真 | Rep 1 | 2010-05 | 2010-09 |
| Tracy Tin Wai Wong 黃天慧 | Rep 1 | 2013-11 | 2025-01 |
| Man Yi Yao 姚敏怡 | Rep 1 | 2010-08 | 2017-11 |
| Gloria Sze Wan Yip 葉詩韵 | Rep 1 | 2018-01 | 2018-07 |
| Ho Pak Yip 葉浩柏 | Rep 1 | 2017-09 | 2018-07 |
Showing 1–32 of 32