Seekers Markets Limited
中南金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seekers Markets Limited (中南金融有限公司), a Hong Kong-based licensed corporation with CE reference AAA994. Current licensed staff on file: 0 (total recorded over time: 32). Earliest licence on file: 2013-08-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2025-01-16 |
| Type 4 — Advising on securities | present | 2004-11-19 |
| Type 6 — Advising on corporate finance | 2013-08-09 | 2022-06-10 |
| Type 6 — Advising on corporate finance | present | 2004-11-19 |
| Type 9 — Asset management | present | 2004-11-19 |
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok On (SFC:AEK476) Chan 陳國安 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2013-04 |
| Suk Chi Chan 陳淑芝 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-01 |
| Wai Chung Cheng 鄭惠忠 | RO 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Rooppi Ching Man Ho 何靜文 | RO 1, 6 | 2013-08 | 2022-05 |
| May Ming Kiu Hong 康銘嬌 | RO 1 | 2017-01 | 2018-03 |
| Robert James Iaia II |