Robert James Iaia II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Iaia II ( ), a licensed former licensee with CE reference AVJ365. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 6 — Advising on corporate finance | 2022-06-06 | 2025-01-20 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-27 | 2022-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-27 | 2019-11-27 |