Pavina Pavivan
林展穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pavina Pavivan (林展穎), a licensed former licensee with CE reference AFO374. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-09 | 2023-07-07 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 9 — Asset management | 2023-01-09 | 2023-07-07 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2012-08-10 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-19 | 2012-08-10 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-07-19 | 2012-08-10 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-19 | 2012-08-10 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2010-07-19 | 2012-08-10 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-16 | 2008-12-31 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-09-03 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-01 | 2008-09-03 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-01 | 2008-09-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2007-03-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-09-20 | 2007-03-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-23 |