Fubon Fund Management (Hong Kong) Limited

富邦基金管理(香港)有限公司

CE No. AAA662 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fubon Fund Management (Hong Kong) Limited (富邦基金管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAA662. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 38). Earliest licence on file: 2014-11-25.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Flat D, 19/F, Lee & Man Commercial Center, 169 Electric Road, North Point

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	2014-11-25	present
Type 6 — Advising on corporate finance	present	2004-10-29
Type 9 — Asset management	present	2012-04-25

Licensed staff (all-time) (38)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
David Yik Keung Chan 陳奕強	RO 1, 4, 6, 9	Pre-2003	2006-09
Yue Yuen Chan 陳裕源	RO 1, 4, 9	2017-02	2023-11
Michael Ming-Yuen Chang 張明遠	RO 1, 4, 9	2004-12	2010-09
Richard Chi-Sheng Chen 陳其盛	RO 1, 4, 9 Rep 1, 4, 9	2007-08	2011-12
Marianna Wai Ling Chu 朱偉苓	RO 1, 4, 9 Rep 1, 4	2014-02	2016-01
Horace Sheung Yam Fan 范上欽	RO 1, 4, 9	2003-10	2006-06
Benedict Sze Man Ho 何仕文	RO 1, 4, 9 Rep 4, 9	2015-12	2018-08
Patrick Kum Loon Ho 何金倫	RO 1, 4, 9	2014-06	2017-01
Tien Tien Hsia 夏田田	RO 1, 4, 9	2026-04	Present
Beryl Wang Chi Kwan 管泓姿	RO 1, 4, 9 Rep 1, 4, 9	2024-06	Present
Davy Kwok Ki Kwan 關國基	RO 1, 4, 9	2005-03	2005-12
Kwok Wing Kwong 鄺國榮	RO 1, 4	2014-03	2019-02
Jin Yi Lee 李晉頤	RO 1, 4, 9	2004-12	2010-01
Suk Han Triscilla Leung 梁淑嫻	RO 1, 4, 9	2006-11	2007-07
Ka Kin Ling 凌嘉鍵	RO 4, 9 Rep 1, 4, 9	2019-03	2024-04
Derek Wai Man Mok 莫偉民	RO 1, 4, 9 Rep 1, 4, 9	2019-03	2025-12
Fong Chun Ng 吳方俊	RO 1, 4, 9	2019-07	2024-05
Yin Tsang Ng 吳彥錚	RO 4 Rep 1, 4	2013-07	2014-05
Ka Ho Poon 潘家豪	RO 9	2018-10	2024-04
Ho Fung Wan 尹可豐	RO 1, 4 Rep 1, 4, 9	2007-08	2013-09
James Yip 葉強華	RO 1, 4, 9 Rep 1, 4, 9	2006-09	2013-08
Ka Man Carmen Yip 葉嘉敏	RO 1, 4	2012-07	2014-06
Alice Yu 郁筱倫	RO 1, 4, 9 Rep 1, 4, 9	2007-08	2009-06
Po Ling Chan 陳寶玲	Rep 1, 4	2008-04	2011-05
Fangyi Cheng 程芳夷	Rep 1, 4, 9	2010-05	2013-10
Siu Fun Chong 莊少芬	Rep 1	2008-09	2009-04
Yee Shun Ho 何而遜	Rep 1, 4, 9	2008-06	2010-05
Mengting Jia 贾梦婷	Rep 9	2024-05	Present
Sze Kit Lai 賴絲潔	Rep 1, 4, 9	2017-09	2018-08
Chi Chung Leung 梁志忠	Rep 1, 4, 9	2007-02	2008-09
Keren Li 李可人	Rep 1, 4	2006-11	2008-04
Linlin (SFC:AIR834) Ma 馬琳琳	Rep 1, 4, 9	2008-09	2009-06
Pao-Lin Ma 馬寶琳	Rep 1, 4, 9	2008-03	2009-12
Pavina Pavivan 林展穎	Rep 1, 4, 9	2007-11	2008-09
Wai Fan Tsang 曾偉帆	Rep 1, 4	2006-11	2007-12
Sze Man Tse 謝思敏	Rep 4	2020-05	Present
Harald Wong 黃希諾	Rep 1, 4, 9	2008-09	2010-05
Patrick Pui Man Yip 葉沛文	Rep 1	2008-08	2011-04