Sze Man Tse
謝思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man Tse (謝思敏), a licensed Representative with CE reference AKS678. Currently licensed at 1 firm(s): Fubon Fund Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-29 | present |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2017-08-01 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-02 | 2017-08-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-13 | 2008-12-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2008-12-13 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-08 | 2006-09-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-16 | 2006-05-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-03 | 2005-06-09 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-03 | 2005-06-09 |