BOCOM Schroder Asset Management (Hong Kong) Company Limited
交銀施羅德資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCOM Schroder Asset Management (Hong Kong) Company Limited (交銀施羅德資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BBU502. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2013-11-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-04-08 | 2022-07-29 |
| Type 4 — Advising on securities | 2013-11-29 | 2022-07-29 |
| Type 9 — Asset management | 2013-11-29 | 2022-07-29 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mei Shan Chan 陳美珊 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-06 | 2019-08 |
| William Wai Fai Cheng 鄭偉輝 | RO 4, 9 | 2013-11 | 2016-10 |
| Suk Yee Kwan 關淑儀 | RO 1, 4, 9 | 2013-11 | 2022-07 |
| Huei-Jing Lee 李惠錦 | RO 1, 4, 9 Rep 4, 9 | 2014-01 | 2022-04 |
| Kin Wai (SFC:AVD399) Chan 陳健威 | Rep 1, 4, 9 | 2015-04 | 2017-01 |
| Lai Sze (SFC:ACO201) Chan 陳麗絲 | Rep 1, 4, 9 | 2014-09 | 2016-08 |
| Shishi Kong 孔師詩 | Rep 1, 4, 9 | 2017-07 | 2022-01 |
| Beryl Wang Chi Kwan 管泓姿 | Rep 1, 4 | 2015-02 | 2016-05 |
| Deborah Wai Chung Lee 李慧中 | Rep 1, 4, 9 | 2014-06 | 2015-03 |
| Justin Chun-Hoy Ng 伍志凱 | Rep 1, 4 | 2017-10 | 2018-08 |
| Sze Man Tse 謝思敏 | Rep 1, 4 | 2015-10 | 2017-08 |
| Yun (SFC:BCK969) Xie 謝贇 | Rep 1, 4, 9 | 2013-12 | 2015-08 |
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