Huei-Jing Lee
李惠錦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huei-Jing Lee (李惠錦), a licensed former licensee with CE reference BCP547. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-04-01 | 2022-04-30 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-08 | 2022-04-30 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-04-08 | 2022-04-30 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-06 | 2014-04-08 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-06 | 2014-04-23 |